Investor Charter

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BACK OFFICE
ONLINE TRADING
- New Trading Platform (Breeze)
- Old Trading platform (AERO)
PAYMENT GATEWAY
RE-KYC
E-VOTING
- NSDL
- CDSL

BACK OFFICE
ONLINE TRADING
- New Trading Platform (Breeze)
- Old Trading platform (AERO)
PAYMENT GATEWAY
RE-KYC
E-VOTING
- NSDL
- CDSL

HOME
ABOUT US
PRODUCTS & SERVICES
E-IPO
- Apply-IPO
- IPO Notes
CAREERS
DOWNLOAD
KNOWLEDGE HUB
FUND TRANSFER
CONTACT US

HOME
ABOUT US
PRODUCTS & SERVICES
E-IPO
- Apply-IPO
- IPO Notes
CAREERS
DOWNLOAD
KNOWLEDGE HUB
FUND TRANSFER
CONTACT US

INVESTOR CHARTER

INVESTOR CHARTER

Investor Charter for Stock Brokers
Investor Charter DP
Investor Charter for Portfolio Managers
Investor Charter for RA

INVESTOR COMPLAINTS DATA

Annexure B
Annexure C
RA Complaint Data - Feb 2026

| DOWNLOADS |
CONTRACT NOTES |
FEEDBACK |
SITEMAP |
INVESTOR CHARTER |
CYBER SECURITY |
INVESTOR EDUCATION |
SMART ODR |
CIRCULARS |
REPORTS |
APPROVED LIST OF SECURITIES |

| Terms and Condition |
NSE Arbitration Rules |
RMS Policy |
Investor Protected NSE |
Disclaimer |
Do's & Dont's |
Privacy Policy |
PMLA Policy |
Operational Manual |
Rights and obligations |
Demise Policy |
Common SOP Policy |
Broker Norm |
Policies & Procedures |
Annual Return |
Quarterly Settlement Policy |
Stamp Duty |
Scores |
CSR |
Voluntary Freezing of Trading A/c |
Shortages In Obligation Arising Out Of Internal Netting Of Trades |
Margin Trading Facility |
Client Bank Account Details |
Risk Disclosre Document |
Vernacular Languages |

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In case of any grievances please write to : investorgrievance@adroitfinancial.com

SEBI Registration Details: NSE / BSE / MCX / NCDEX: INZ000173137 | MCX / NCDEX: INZ00052535 | DP - NSDL/CDSL- IN-DP-551-2021 Portfolio Management Services: INP000005349 | Research Analyst: INH100003084

Attention Investors :

Prevent Unauthorised Transactions in your Trading / Demat account -->Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day……Issued in the interest of investors. KYC is one time exercise while dealing in securities markets –once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
Prevent Unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.......... Issued in the interest of investors
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

NO CASH DEALING:-

Adroit Financial Services Pvt. Ltd. does not accept cash either directly or by way of cash deposit in the bank account of adroit financial services pvt. ltd. In case any of our branch manger/employee ask for cash dealing kindly inform the same at COMPLIANCES@ADROITFINANCIAL.COM

You can also lodge your grievances with SEBI SCORES 2.0 at https://scores.sebi.gov.in
Unlock the Wealth of Knowledge at the SEBI Investor Website https://investor.sebi.gov.in/

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